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Neural sparse search
Introduced 2.11
Semantic search relies on dense retrieval that is based on text embedding models. However, dense methods use k-NN search, which consumes a large amount of memory and CPU resources. An alternative to semantic search, neural sparse search is implemented using an inverted index and is thus as efficient as BM25. Neural sparse search is facilitated by sparse embedding models. When you perform a neural sparse search, it creates a sparse vector (a list of token: weight
key-value pairs representing an entry and its weight) and ingests data into a rank features index.
When selecting a model, choose one of the following options:
- Use a sparse encoding model at both ingestion time and search time (high performance, relatively high latency).
- Use a sparse encoding model at ingestion time and a tokenizer model at search time (low performance, relatively low latency).
PREREQUISITE
Before using neural sparse search, make sure to set up a pretrained sparse embedding model or your own sparse embedding model. For more information, see Choosing a model.
Using neural sparse search
To use neural sparse search, follow these steps:
- Create an ingest pipeline.
- Create an index for ingestion.
- Ingest documents into the index.
- Search the index using neural search.
Step 1: Create an ingest pipeline
To generate vector embeddings, you need to create an ingest pipeline that contains a sparse_encoding
processor, which will convert the text in a document field to vector embeddings. The processor’s field_map
determines the input fields from which to generate vector embeddings and the output fields in which to store the embeddings.
The following example request creates an ingest pipeline where the text from passage_text
will be converted into text embeddings and the embeddings will be stored in passage_embedding
:
PUT /_ingest/pipeline/nlp-ingest-pipeline-sparse
{
"description": "An sparse encoding ingest pipeline",
"processors": [
{
"sparse_encoding": {
"model_id": "aP2Q8ooBpBj3wT4HVS8a",
"field_map": {
"passage_text": "passage_embedding"
}
}
}
]
}
To split long text into passages, use the text_chunking
ingest processor before the sparse_encoding
processor. For more information, see Text chunking.
Step 2: Create an index for ingestion
In order to use the text embedding processor defined in your pipeline, create a rank features index, adding the pipeline created in the previous step as the default pipeline. Ensure that the fields defined in the field_map
are mapped as correct types. Continuing with the example, the passage_embedding
field must be mapped as rank_features
. Similarly, the passage_text
field should be mapped as text
.
The following example request creates a rank features index that is set up with a default ingest pipeline:
PUT /my-nlp-index
{
"settings": {
"default_pipeline": "nlp-ingest-pipeline-sparse"
},
"mappings": {
"properties": {
"id": {
"type": "text"
},
"passage_embedding": {
"type": "rank_features"
},
"passage_text": {
"type": "text"
}
}
}
}
To save disk space, you can exclude the embedding vector from the source as follows:
PUT /my-nlp-index
{
"settings": {
"default_pipeline": "nlp-ingest-pipeline-sparse"
},
"mappings": {
"_source": {
"excludes": [
"passage_embedding"
]
},
"properties": {
"id": {
"type": "text"
},
"passage_embedding": {
"type": "rank_features"
},
"passage_text": {
"type": "text"
}
}
}
}
Once the <token, weight>
pairs are excluded from the source, they cannot be recovered. Before applying this optimization, make sure you don’t need the <token, weight>
pairs for your application.
Step 3: Ingest documents into the index
To ingest documents into the index created in the previous step, send the following requests:
PUT /my-nlp-index/_doc/1
{
"passage_text": "Hello world",
"id": "s1"
}
PUT /my-nlp-index/_doc/2
{
"passage_text": "Hi planet",
"id": "s2"
}
Before the document is ingested into the index, the ingest pipeline runs the sparse_encoding
processor on the document, generating vector embeddings for the passage_text
field. The indexed document includes the passage_text
field, which contains the original text, and the passage_embedding
field, which contains the vector embeddings.
Step 4: Search the index using neural search
To perform a neural sparse search on your index, use the neural_sparse
query clause in Query DSL queries.
The following example request uses a neural_sparse
query to search for relevant documents:
GET my-nlp-index/_search
{
"query": {
"neural_sparse": {
"passage_embedding": {
"query_text": "Hi world",
"model_id": "aP2Q8ooBpBj3wT4HVS8a"
}
}
}
}
The response contains the matching documents:
{
"took" : 688,
"timed_out" : false,
"_shards" : {
"total" : 1,
"successful" : 1,
"skipped" : 0,
"failed" : 0
},
"hits" : {
"total" : {
"value" : 2,
"relation" : "eq"
},
"max_score" : 30.0029,
"hits" : [
{
"_index" : "my-nlp-index",
"_id" : "1",
"_score" : 30.0029,
"_source" : {
"passage_text" : "Hello world",
"passage_embedding" : {
"!" : 0.8708904,
"door" : 0.8587369,
"hi" : 2.3929274,
"worlds" : 2.7839446,
"yes" : 0.75845814,
"##world" : 2.5432441,
"born" : 0.2682308,
"nothing" : 0.8625516,
"goodbye" : 0.17146169,
"greeting" : 0.96817183,
"birth" : 1.2788506,
"come" : 0.1623208,
"global" : 0.4371151,
"it" : 0.42951578,
"life" : 1.5750692,
"thanks" : 0.26481047,
"world" : 4.7300377,
"tiny" : 0.5462298,
"earth" : 2.6555297,
"universe" : 2.0308156,
"worldwide" : 1.3903781,
"hello" : 6.696973,
"so" : 0.20279501,
"?" : 0.67785245
},
"id" : "s1"
}
},
{
"_index" : "my-nlp-index",
"_id" : "2",
"_score" : 16.480486,
"_source" : {
"passage_text" : "Hi planet",
"passage_embedding" : {
"hi" : 4.338913,
"planets" : 2.7755864,
"planet" : 5.0969057,
"mars" : 1.7405145,
"earth" : 2.6087382,
"hello" : 3.3210192
},
"id" : "s2"
}
}
]
}
}
Setting a default model on an index or field
A neural_sparse
query requires a model ID for generating sparse embeddings. To eliminate passing the model ID with each neural_sparse query request, you can set a default model on index-level or field-level.
First, create a search pipeline with a neural_query_enricher
request processor. To set a default model for an index, provide the model ID in the default_model_id
parameter. To set a default model for a specific field, provide the field name and the corresponding model ID in the neural_field_default_id
map. If you provide both default_model_id
and neural_field_default_id
, neural_field_default_id
takes precedence:
PUT /_search/pipeline/default_model_pipeline
{
"request_processors": [
{
"neural_query_enricher" : {
"default_model_id": "bQ1J8ooBpBj3wT4HVUsb",
"neural_field_default_id": {
"my_field_1": "uZj0qYoBMtvQlfhaYeud",
"my_field_2": "upj0qYoBMtvQlfhaZOuM"
}
}
}
]
}
Then set the default model for your index:
PUT /my-nlp-index/_settings
{
"index.search.default_pipeline" : "default_model_pipeline"
}
You can now omit the model ID when searching:
GET /my-nlp-index/_search
{
"query": {
"neural_sparse": {
"passage_embedding": {
"query_text": "Hi world"
}
}
}
}
The response contains both documents:
{
"took" : 688,
"timed_out" : false,
"_shards" : {
"total" : 1,
"successful" : 1,
"skipped" : 0,
"failed" : 0
},
"hits" : {
"total" : {
"value" : 2,
"relation" : "eq"
},
"max_score" : 30.0029,
"hits" : [
{
"_index" : "my-nlp-index",
"_id" : "1",
"_score" : 30.0029,
"_source" : {
"passage_text" : "Hello world",
"passage_embedding" : {
"!" : 0.8708904,
"door" : 0.8587369,
"hi" : 2.3929274,
"worlds" : 2.7839446,
"yes" : 0.75845814,
"##world" : 2.5432441,
"born" : 0.2682308,
"nothing" : 0.8625516,
"goodbye" : 0.17146169,
"greeting" : 0.96817183,
"birth" : 1.2788506,
"come" : 0.1623208,
"global" : 0.4371151,
"it" : 0.42951578,
"life" : 1.5750692,
"thanks" : 0.26481047,
"world" : 4.7300377,
"tiny" : 0.5462298,
"earth" : 2.6555297,
"universe" : 2.0308156,
"worldwide" : 1.3903781,
"hello" : 6.696973,
"so" : 0.20279501,
"?" : 0.67785245
},
"id" : "s1"
}
},
{
"_index" : "my-nlp-index",
"_id" : "2",
"_score" : 16.480486,
"_source" : {
"passage_text" : "Hi planet",
"passage_embedding" : {
"hi" : 4.338913,
"planets" : 2.7755864,
"planet" : 5.0969057,
"mars" : 1.7405145,
"earth" : 2.6087382,
"hello" : 3.3210192
},
"id" : "s2"
}
}
]
}
}
Next steps
- To learn more about splitting long text into passages for neural search, see Text chunking.